Coffee & Regs
Podcast autorstwa CSS (Compliance Solutions Strategies)
83 Odcinki
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Preparing Private Funds for the Marketing Rule
Opublikowany: 9.08.2021 -
Code of Ethics: A Win-Win-Win for Compliance, Employees and the SEC
Opublikowany: 2.08.2021 -
Data Privacy & Building Compliance into the Product Development Lifecycle
Opublikowany: 26.07.2021 -
EMIR REFIT & Regulatory Harmonization
Opublikowany: 19.07.2021 -
Ransomware Attacks – Cybersecurity Concerns & Best Practices to Mitigate Risk
Opublikowany: 12.07.2021 -
Why Outsourced Compliance is No Longer a Dirty Word
Opublikowany: 5.07.2021 -
Betting on Bitcoin: Cryptocurrency & Digital Assets 101 for Investment Managers
Opublikowany: 28.06.2021 -
Expanding Your Compliance Program Through Trade Surveillance
Opublikowany: 21.06.2021 -
Keeping Pace with Position Limits & Pre-Trade Monitoring
Opublikowany: 14.06.2021 -
Getting a Head Start on the SEC Derivatives Rule 18f-4
Opublikowany: 7.06.2021 -
ESG and the Impact of the EU SFDR on U.S. Asset Managers
Opublikowany: 31.05.2021 -
Private Funds 101 – From SEC Registration to Compliance Rules
Opublikowany: 24.05.2021 -
Special Episode: Spotlighting the Expect Miracles Foundation & Social Distance Challenge
Opublikowany: 17.05.2021 -
The Facts on FINRA & Capital Acquisition Brokers
Opublikowany: 10.05.2021 -
New Rule Roadmap: Navigating and Implementing the Marketing Rule
Opublikowany: 3.05.2021 -
Managing Cyber Insurance Risk
Opublikowany: 26.04.2021 -
ESMA Updates, MiFIR & Transaction Reporting Trends
Opublikowany: 19.04.2021 -
Mastering the Marketing Rule
Opublikowany: 12.04.2021 -
Preparing Now for a PRIIPs KID Project Plan
Opublikowany: 5.04.2021 -
Pension Funds & Independent Compliance Reviews
Opublikowany: 29.03.2021
A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.