Coffee & Regs
Podcast autorstwa CSS (Compliance Solutions Strategies)
83 Odcinki
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Investment Monitoring Rewind & 2022 Preview
Opublikowany: 27.12.2021 -
Evolutionary Changes in Regulatory Compliance in 2022
Opublikowany: 20.12.2021 -
Trends in Transaction Reporting in 2022
Opublikowany: 13.12.2021 -
The Perfect Storm – PRIIPs and SFDR in 2022
Opublikowany: 6.12.2021 -
What’s Next for Cybersecurity in 2022?
Opublikowany: 29.11.2021 -
Special Episode with the Deputy Commissioner, Securities Division of the Vermont Department of Financial Regulation
Opublikowany: 22.11.2021 -
PRIIPs Delay, But Not Implementation Delays
Opublikowany: 15.11.2021 -
CCOs & ESG – Preparing Now for What’s Next
Opublikowany: 8.11.2021 -
Cybersecurity Training, Talent and Diversity
Opublikowany: 1.11.2021 -
An ESG Fireside Chat with KPMG’s Kay Swinburne
Opublikowany: 25.10.2021 -
Digital Assets: Trading & Compliance for Cryptocurrency
Opublikowany: 18.10.2021 -
Shareholding Disclosure Rules for Managed Holdings
Opublikowany: 11.10.2021 -
Cybersecurity Awareness Month – Reducing Cyber Incidents Through Vendor Due Diligence
Opublikowany: 4.10.2021 -
Regulator Insights & SEC Exam Priorities
Opublikowany: 27.09.2021 -
The Latest News & Analysis on the PRIIPs RTS
Opublikowany: 20.09.2021 -
Mythbusting ESG & FAQs Part 2
Opublikowany: 13.09.2021 -
Mythbusting ESG & FAQs Part 1
Opublikowany: 6.09.2021 -
SFDR Level 2 RTS Delays and Latest Developments
Opublikowany: 30.08.2021 -
The Mood of Compliance
Opublikowany: 23.08.2021 -
The RIA Wild West of Going Independent
Opublikowany: 16.08.2021
A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.